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GENERAL INFORMATION SUCCESS STORY EXECUTIVE MANAGEMENT FINANCIAL STATEMENTS COMPLIANCE CONTROL CAREERS

Compliance control

There is the Compliance Control Unit operating in RESMI Finance & Investment House JSC, the main functions of which include:

- representation of the Company interests before external competent, regulatory and supervisory agencies;

- monitoring of the compliance by the Company and its employees with the rules of business conduct and standards of operations, control and prevention of the risk of expenses (loss) as a result of failure to comply with regulations of the Republic of Kazakhstan and internal regulatory documents;

- establishment and support of liaison with counterparties, clients, suppliers, affiliates and insiders to prevent losses, protect the Company's interests and comply with the applicable laws of the Republic of Kazakhstan;

- implementation of the Law of the Republic of Kazakhstan on Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism;

- building internal control within the Company

REGULATIONS

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